7 Steps to a Compliant Financial Policy
By: SideCar, LLC

Course Description

Kristi Hudson will use her knowledge to teach the steps for creating and implementing a sound financial policy. She will discuss how to avoid the common pitfalls that lead to dual fee schedules, improper time of service discounts and inducement violations. She will also review the steps for developing a compliant hardship agreement.

Course Details

  • 7 Steps to a Compliant Financial Policy
  • By:    SideCar, LLC
  • Instructor:    Ms. Kristi Hudson
  • Total CE Hours:    1
  • Course Format:     Online Distance Learning
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  • Course Categories:     DC Continuing Education
  • Course Subjects | CE HOURS:
    • Risk Management  -1 CE Hours
  •    Course Outline